Published - 2026-05-08
Independent Financial Advisor – Ownership Platform
Skills
- Investment Management
- Financial Planning
- Independence
- Flexibility
- Leadership
- Compliance
- Management
- Technology
- Fiduciary
- Economics
- Planning
- Business
- Access
- 1099
- RIA
- Investment Management
- Financial Planning
- Independence
- Flexibility
- Leadership
- Compliance
- Management
- Technology
- Fiduciary
- Economics
- Planning
- Business
- Access
- 1099
- RIA
- Communication
- Compensation
- Independence
- Compliance
- Management
- Onboarding
- Technology
- Organized
- Assurance
- Fiduciary
- Economics
- Planning
- Business
- Command
- Access
- RIA
- Investment Management
- Financial Planning
- Independence
- Flexibility
- Leadership
- Compliance
- Management
- Technology
- Fiduciary
- Economics
- Planning
- Business
- Access
- 1099
- RIA
- Investment Management
- Financial Planning
- Independence
- Flexibility
- Leadership
- Compliance
- Management
- Technology
- Fiduciary
- Economics
- Planning
- Business
- Access
- 1099
- RIA
- Communication
- Compensation
- Independence
- Compliance
- Management
- Onboarding
- Technology
- Organized
- Assurance
- Fiduciary
- Economics
- Planning
- Business
- Command
- Access
- RIA
Key Responsibilities
- Retain ownership of client relationships and brand while leveraging institutional infrastructure
- Build a scalable and transferable advisory business with premium valuation potential
- Manage portable assets under management (AUM) effectively
- Engage in structured succession and continuity planning
- Utilize comprehensive operational support including compliance, trading, billing, and technology
- Leverage integrated technology stack for client management and reporting
- Enhance client experience through institutional-grade portfolio oversight and fiduciary governance
- Participate in growth and transition support activities including onboarding and marketing assistance
Required Qualifications
- Experienced financial advisor or advisory team
- Portable assets under management (AUM) preferred
- Clean regulatory history
- Fiduciary, client-first mindset
- Entrepreneurial and growth-oriented approach
- Long-term enterprise vision
Compensation & Benefits
- Competitive compensation aligned with advisor production and affiliation model
- Economics structured to support long-term advisor growth and enterprise value creation
- Specific compensation structures and monetization options discussed confidentially